-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QOk09X9RkTKUMmI4SFqbykqUNxgfntlNyt6O5os+T4g+xGR70eaORuKxLZ8FeytE Yx8YpWRbmicV5vEHrwYMDQ== 0000950133-01-000581.txt : 20010223 0000950133-01-000581.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950133-01-000581 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: FRIEDLI PETER GROUP MEMBERS: VENTURETEC, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: E CENTIVES INC CENTRAL INDEX KEY: 0001092283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 521988332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60407 FILM NUMBER: 1542560 BUSINESS ADDRESS: STREET 1: 6901 ROCKLEDGE DRIVE STREET 2: 7TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20617 BUSINESS PHONE: 3015646700 MAIL ADDRESS: STREET 1: 8903 ROCKLEDGE DRIVE STREET 2: SUITE 1200 CITY: BETHESDA STATE: MD ZIP: 20617 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRIEDLI PETER CENTRAL INDEX KEY: 0001008317 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: FREIGUT STRASSE 5 STREET 2: 8002 ZURICH CITY: SWITZERLAND STATE: V8 ZIP: 00000 MAIL ADDRESS: STREET 1: FREIGUT STRASSE 5 STREET 2: 8002 ZURICH CITY: SWITZERLAND STATE: V8 ZIP: 00000 SC 13G 1 w45528asc13g.txt SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b). (AMENDMENT NO. _________)* e-centives, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, USD 0.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 26830H103 ----------------------------------------------------------------- (CUSIP Number) October 3, 2000 ----------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G - -------------------------------- ----------------------------------- CUSIP No. 26830H103 Page 2 of 7 Pages --------------------- -------- --------- - -------------------------------- -----------------------------------
- --------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Peter Friedli - --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland - --------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 339,608 NUMBER OF SHARES --------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 4,894,733 EACH REPORTING --------------------------------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH: 339,608 --------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 4,894,733 - --------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,234,341 - --------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - --------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 34.5% - --------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ---------------------------------------------------------------------------------------------------------------
3 SCHEDULE 13G - -------------------------------- ----------------------------------- CUSIP No. 26830H103 Page 3 of 7 Pages --------------------- -------- --------- - -------------------------------- -----------------------------------
- --------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Venturetec, Inc. - --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands - --------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF SHARES --------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 3,696,080 EACH REPORTING --------------------------------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH: 0 --------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,696,080 - --------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,696,080 - --------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - --------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 24.4% - --------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ---------------------------------------------------------------------------------------------------------------
4 - -------------------------------- ----------------------------------- CUSIP No. 26830H103 Page 4 of 7 Pages --------------------- -------- --------- - -------------------------------- ----------------------------------- SCHEDULE 13G Item 1(a) Name of Issuer: e-centives, Inc. - --------- -------------- (b) Address of Issuer's Principal Executive Offices: 6901 Rockledge Drive, 7th Floor ----------------------------------------------- Bethesda, MD 20817 Item 2(a): Name of Persons Filing: (i) Peter Friedli - --------- ---------------------- (ii) Venturetec, Inc. (b) Address of Principal Business Office or, if none, Residence:(i) c/o Friedli Corporate Finance AG ----------------------------------------------------------- Freigutstrasse 5 Zurich, Switzerland 8002 (ii) c/o Friedli Corporate Finance AG Freigutstrasse 5 Zurich, Switzerland 8002 (c) Citizenship: (i) Peter Friedli - Citizen of Switzerland ------------ (ii) Venturetec, Inc. - British Virgin Islands (d) Title of Class of Securities: Common Stock, USD 0.01 par value per share ---------------------------- (e) CUSIP Number: 26830H103 ------------ Item 3: Capacity in Which Person is Filing if Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b): - ------ ----------------------------------------------------------------------------------------------- Not Applicable.
5 - -------------------------------- ----------------------------------- CUSIP No. 26830H103 Page 5 of 7 Pages --------------------- -------- --------- - -------------------------------- ----------------------------------- SCHEDULE 13G Item 4: Ownership: - ------ --------- As of December 31, 2000: (a) (i)Peter Friedli - Amount Beneficially Owned: 5,234,341 (b) Percent of class: 34.5% (c) Number of shares to which such person has: (i) Sole power to vote or to direct the vote: 339,608 (ii) Shared power to vote or to direct the vote:4,894,733 (iii) Sole power to dispose or to direct the disposition of: 339,608 (iv) Shared power to dispose or to direct the disposition of: 4,894,733 (a) (ii) Venturetec, Inc. - Amount Beneficially Owned: 3,696,080 (b) Percent of class: 24.4% (c) Number of shares to which such person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote:3,696,080 (iii) Sole power to dispose or to direct the disposition of: None (iv) Shared power to dispose or to direct the disposition of: 3,696,080 Item 5: Ownership of Five Percent or Less of Class: Not applicable. - ------ ------------------------------------------
Item 6: Ownership of More than Five Percent on Behalf of Another Person: The 5,324,341 shares beneficially owned by Mr. Friedli include 30,000 shares issuable upon exercise of vested stock options and 110,000 shares issuable upon exercise of warrants to purchase held by Mr. Friedli individually, as well as shares of common stock and common stock underlying warrants held by entities over which Mr. Friedli has control, as follows: Joyce, Ltd. -- 235,000 shares of common stock; Pine Inc. -- 255,000 shares of common stock, 20,000 warrant shares; Savetech, Inc. -- 165,383 shares of common stock; Spring Technology Corp. -- 177,520 shares of common stock and 200,000 warrant shares; Venturetec, Inc. -- 3,696,080 shares of common stock; and USVentech -- 145,750 shares of common stock. As investment advisor to these entities, Mr. Friedli shares voting and investment power with respect to these shares. 6 - -------------------------------- ----------------------------------- CUSIP No. 26830H103 Page 6 of 7 Pages --------------------- -------- --------- - -------------------------------- ----------------------------------- SCHEDULE 13G Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8: Identification and Classification of Members of the Group: Not applicable. Item 9: Notice of Dissolution of Group: Not applicable. Item 10: Certification: Not applicable. 7 - -------------------------------- ----------------------------------- CUSIP No. 26830H103 Page 7 of 7 Pages --------------------- -------- --------- - -------------------------------- ----------------------------------- SCHEDULE 13G SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2001 By: /s/ Peter Friedli --------------------------------------- Peter Friedli Venturetec, Inc.: By: /s/ Peter Friedli --------------------------------------- Peter Friedli, President -----END PRIVACY-ENHANCED MESSAGE-----